The Supreme Court has affirmed that the power to grant mining rights on ancestral lands cannot be sub-delegated. This ruling protects the rights of indigenous communities by ensuring that decisions affecting their ancestral domains are made by authorized bodies, preventing unauthorized individuals from undermining their free and prior informed consent. It reinforces the principle that delegated authority cannot be further delegated, safeguarding the rights of indigenous peoples over their ancestral lands and resources.

Mining Rights and Indigenous People: Who Holds the Authority?

This case revolves around a dispute between the Mamanwa Tribes of Surigao del Norte and Shenzhou Mining Group Corporation concerning a Compliance Certificate that would allow Shenzhou to conduct mining operations on the tribe’s ancestral domain. The central legal issue is whether a commissioner of the National Commission on Indigenous Peoples (NCIP) had the authority to issue the Compliance Certificate. This authority had been initially delegated to the NCIP Chairperson by the NCIP as a body, and subsequently redelegated to the commissioner, raising questions about the validity of the certificate and the mining operations it authorized. The Supreme Court, in this case, tackles the important doctrine regarding the extent to which an official, who was already delegated certain powers, can further delegate those powers to another person or entity. The ruling underscores the importance of ensuring that decisions affecting ancestral domains are made with the proper authority and with the free and prior informed consent of the indigenous communities involved.

The Mamanwa Tribes, as holders of Certificate of Ancestral Domain Title No. R13-CLA-0906-048, entered into a Memorandum of Agreement with Shenzhou Mining Group. This agreement was for the exploration and development of mineral resources within their ancestral domain. However, the tribes later discovered that Shenzhou was not the actual contractor of Mineral Production Sharing Agreement No. 102-98-XIII, leading them to question the validity of the Compliance Certificate issued to Shenzhou. The National Commission on Indigenous Peoples (NCIP) then stepped in to address the concerns raised by the Mamanwa Tribes.

At the heart of the legal challenge was Compliance Certificate Control No. CCRXIII-19-02-13, issued by Commissioner Felecito L. Masagnay. The NCIP declared this certificate void, asserting that Commissioner Masagnay lacked the proper authority to sign it. This decision was based on the principle that a delegated authority cannot be further delegated, a concept known as “potestas delegata non potest delegari.” The NCIP emphasized that the power to issue such certifications lies with the Commission itself, not with individual commissioners acting without proper authorization.

Shenzhou, contesting the NCIP’s decision, appealed to the Court of Appeals. The Court of Appeals upheld the NCIP’s ruling, reinforcing the principle that the authority to sign compliance certificates, once delegated to the chairperson, could not be redelegated to Commissioner Masagnay. The appellate court emphasized that the NCIP En Banc had confirmed Masagnay’s lack of authorization to issue such certificates. This decision further solidified the protection of indigenous rights by ensuring that only authorized bodies can make decisions affecting ancestral domains.

Undaunted, Shenzhou elevated the case to the Supreme Court, arguing that Commissioner Masagnay should be considered a de facto officer, whose actions should be deemed valid despite any defects in his appointment. Shenzhou argued that Masagnay’s actions were performed under the color of legality and should not be invalidated. The Supreme Court, however, rejected this argument, holding that the doctrine of de facto officer did not apply in this situation. The Court emphasized that Masagnay was never appointed or elected to the position, but merely designated as an officer-in-charge during the chairperson’s absence.

The Supreme Court grounded its decision in Section 59 of Republic Act No. 8371, also known as the Indigenous Peoples’ Rights Act (IPRA), which requires prior certification from the NCIP before any concession, license, or lease can be issued or renewed in ancestral domains. The Court also cited the implementing rules and regulations of the IPRA, which specify that the NCIP, as a body, is responsible for issuing such certifications, taking into consideration the free and prior informed consent of the indigenous communities involved. Specifically, the Implementing Rules and Regulations^[37] of Republic Act No. 8371 provides:

Part IV: Powers and Functions of the [National Commission on Indigenous Peoples]

. . . .

Section 3: Functions Pertaining to Ancestral Domains/Lands. In relation to its functions pertaining to Ancestral Domains and lands, the NCIP shall have the following responsibilities/ roles:

. . . .

c) Issuance of Certification as a Precondition. To issue appropriate certification as a precondition to the grant or renewal of permit, concession, license, lease, production sharing agreement, or any other similar authority for the disposition, utilization, management and appropriation by any private individual, corporate entity or any government agency, corporation or subdivision thereof on any part or portion of the ancestral domain taking into consideration the free and prior informed consent of the ICCs/IPs concerned.

The Supreme Court emphasized that the power to issue compliance certificates had already been delegated by the NCIP as a body to the chairperson. The Chairperson then redelegated to Commissioner Masagnay, a move that contravenes the principle against sub-delegation. Citing the legal maxim, “potestas delegata non delegari potest,” the Court held that a power once delegated cannot be further delegated. This principle ensures that the delegatee exercises their own judgment and does not pass on the responsibility to another party.

The Court clarified that while an official may delegate certain functions to subordinates, the power of redelegation must be explicitly granted by the delegating authority. In this case, there was no evidence that the NCIP En Banc had authorized the chairperson to redelegate the power to sign compliance certificates to other officials. The absence of such authorization rendered Commissioner Masagnay’s issuance of the certificate invalid. This decision reinforces the importance of clear lines of authority and accountability in the protection of indigenous rights.

The Supreme Court underscored that the delegatee’s exercise of delegated power is always subject to review by the delegating authority. In this instance, the NCIP, as the delegating authority, found the delegation to Commissioner Masagnay to be void. Consequently, the NCIP declared all acts performed pursuant to that delegation, including the issuance of the Compliance Certificate, to be void as well. The revocation of Masagnay’s authority served as a confirmation that the compliance certificates he signed, including the one issued to Shenzhou, were invalid.

In its analysis, the Supreme Court also addressed Shenzhou’s argument that Commissioner Masagnay should be considered a de facto officer. The Court clarified that the de facto officer doctrine applies when an individual holds an office under the color of title, with the public’s acquiescence. However, in this case, Masagnay was merely designated as an officer-in-charge, without a formal appointment or election to the position. Therefore, the de facto officer doctrine did not apply, and his actions could not be validated on that basis.

The Supreme Court affirmed the importance of protecting the rights of indigenous cultural communities to their ancestral lands, as enshrined in the Constitution. It emphasized that indigenous communities have priority rights over natural resources within their ancestral domains, and that non-members may only participate in the development and use of those resources with the community’s formal agreement and free and prior informed consent. The Supreme Court made this point while citing Article XII, Section 5 of the Constitution; Section 7 of Republic Act No. 8731, and Section 17 of Republic Act No. 7942. This decision reinforces the NCIP’s statutory mandate to safeguard the rights of indigenous peoples and cultural communities.

FAQs

What was the key issue in this case?	The key issue was whether a commissioner of the National Commission on Indigenous Peoples (NCIP) had the authority to issue a Compliance Certificate for mining operations on ancestral land when that authority had been delegated to the NCIP Chairperson.
What is the principle of “potestas delegata non potest delegari“?	This Latin phrase means “what has been delegated, cannot be delegated.” It means that a person to whom a power has been delegated cannot further delegate that power to another, unless specifically authorized to do so.
What is a Certification Precondition?	A Certification Precondition is a certificate issued by the NCIP affirming that free and informed prior consent has been obtained from the indigenous cultural community or indigenous peoples community that owns the ancestral domain before any project can be undertaken.
What is the significance of free and prior informed consent?	Free and prior informed consent is the right of indigenous communities to give or withhold their consent to proposed projects that may affect their ancestral domains. It is a crucial safeguard for protecting their rights and cultural heritage.
What did the Supreme Court rule regarding the Compliance Certificate in this case?	The Supreme Court ruled that the Compliance Certificate issued by Commissioner Masagnay was void ab initio (from the beginning) because he lacked the authority to issue it, as the power to issue such certificates had already been delegated to the NCIP Chairperson.
What is a “de facto officer” and why did the Court find that Masagnay was not one?	A “de facto officer” is someone who holds an office under the color of title, with the public’s acquiescence, but whose appointment may be defective. The Court found that Masagnay was not a “de facto officer” because he was merely designated as an officer-in-charge, without a formal appointment or election to the position.
What does the ruling mean for Shenzhou Mining Group Corporation?	The ruling means that Shenzhou Mining Group Corporation must cease and desist from its mining operations within the area covered by the void Compliance Certificate. It is also required to return possession of the property to the Mamanwa Tribes.
What are the implications of this ruling for indigenous communities in the Philippines?	This ruling reinforces the protection of indigenous rights over their ancestral lands and natural resources. It emphasizes the importance of obtaining free and prior informed consent and ensures that decisions affecting ancestral domains are made by authorized bodies.

In conclusion, the Supreme Court’s decision in this case reinforces the non-delegation doctrine and its importance in safeguarding the rights of indigenous communities. By invalidating the Compliance Certificate issued without proper authority, the Court has sent a clear message that decisions affecting ancestral domains must be made with the full participation and consent of the indigenous peoples involved. This ruling serves as a crucial reminder of the State’s duty to protect the rights and well-being of indigenous cultural communities.

For inquiries regarding the application of this ruling to specific circumstances, please contact ASG Law through contact or via email at frontdesk@asglawpartners.com.

Disclaimer: This analysis is provided for informational purposes only and does not constitute legal advice. For specific legal guidance tailored to your situation, please consult with a qualified attorney.
Source: SHENZHOU MINING GROUP CORP. vs. MAMANWA TRIBES, G.R. No. 206685, March 16, 2022